Compliance

Compliance

Members benefit from:

  • The Conference Vetting System.
  • Implementing The Code of Ethics, based on principles of separation, transparency, equivalence and documentation.
  • Establishing escalation process and successful conflict resolution.
  • Access to defined minimum requirements for distributors due diligence.

The Group is currently working on:

  • Conducting trainees on the new Code of Business Ethics.
  • Reaching out to the authorities for the Code’s endorsement.
  • Completing the implementation of the Conference Vetting System for third party events.